Thoughts on the Diabelli Variations - April 11, 2008
Three years ago I heard from a colleague that a theater group was looking for a pianist who played Beethoven's Diabelli Variations. I had just performed them a few months earlier, so I phoned the offices of the Tectonic Theater Company in New York City, where I live. My call soon led to an audition, on a dubious upright piano in a rehearsal studio near Times Square. That was my first meeting with Moisés Kaufman, the brilliant playwright and director (I Am My Own Wife, Gross Indecency: The Three Trials of Oscar Wilde, The Laramie Project), and my first exposure to his obsession with Beethoven's extraordinary work, which grips the imagination as few piano pieces do. On that occasion, I played about the first third of the piece, then skipped to the fugue and the finale, and could see instantly that Moises was as enthralled as I was by the music. When I learned that his play was about Katherine, a Beethoven scholar who travels to Bonn to study the sketchbooks of the Diabelli Variations in the Beethoven Archive there, I felt a shiver of recognition: coincidentally, I had once applied for a fellowship in Germany to do just that.
My own fascination with the Diabelli, dating from my student years, has only deepened as I worked with Moises and talented actors as the play emerged from improvisation, overnight rewrites and many impassioned discussions exploring the music's enriched meaning in a theatrical context.
The Diabelli has always intrigued me more than any other set of variations; even the august "Goldberg" has not drawn me as much as this "gigantic cycle of bagatelles," as the Beethoven biographer Maynard Solomon called them. These pieces, many of them only a minute or less in length, show the full range of Beethoven's difficult and complex character: his rough humor, his impatience, his rages and abrupt mood changes, his delight in parody and practical jokes, his gift for the simple, the pastoral, and the sublime.
The variations show the evolution of Beethoven's thoughts about Anton Diabelli's simple two-part waltz, which he at first found almost ludicrously simple-minded and then, as the implications of its potential for variation grew on him, became an obsession. The genius outpouring that resulted wrings every bit of utility and meaning out of this scrap of theme; even the opening grace note earns several of its own variations.
The theme is not so much a waltz as it is a ländler-like dance. The melody, a tuba-like, oom-pah tune, is presented in the bass, and is accompanied by unpromising repeated chords in the right hand. These repetitions re-emerge later, transposed to the bass (Nos. 2, 14, 21) or kept in the treble (Nos. 10, 25) and eventually, in No. 32, they form one of the themes of the climatic triple fugue. After the theme's midpoint, the structure of the first 16 bars is repeated almost verbatim, in the dominant key, and ends with a resounding V-I cadence-- in all, a symmetrical, conventional structure, which Beethoven explodes immediately.
The sketchbooks show that the first variation to be written was No. 3, a little miracle of questioning lyricism, with an odd breaking-off in the second part, as if the composer were lost in thought; meanwhile, the left hand meanders on the first three notes of the theme. But before No. 3, we are given No. 1, which changes the theme's ¾ waltz meter to a martial 4/4, and No. 2, which gently vamps with alternating hands as Beethoven begins to explore other harmonic universes to use in the second part. There are corresponding places in almost all the variations where Beethoven confounds our expectations of a conventional modulation, and the keys he later hints at momentarily are as far from C major as can be: D minor, E minor, D-flat major, F minor, F-sharp minor and B-flat minor. My favorite destabilizing harmonic shock occurs in No. 17, where in the second half the harmony veers wildly into B minor, as if the earth had suddenly left its axis, and then as suddenly resumes its proper rotation around the dominant and tonic of C major.
The variations give us humor: the "knock-knock, who's there?" joke of No. 13; grotesquerie and parody: Nos. 21, 23, 27, 28; virtuosity: Nos. 16, 17, 21; solemnity: Nos. 20, 24; innocence and playfulness : Nos. 18, 19, 25. There is tragedy, too, in Nos. 29, 30 and 31, C-minor variations that sink from melancholy to florid despair. But the gloom is quickly banished by the energy and optimism of the No. 32 , a lengthy and powerful triple fugue in the new key of E-flat. Beethoven transforms the repeated-note accompaniment figure from the waltz into his first theme and creates a simple stepping-down-by-thirds motive for his second theme. The third theme, which runs along in rapid 16th notes, is only introduced in the last third of the variation.
The final variation, No. 33, has the feeling of a coda, and is also one of the longest variations. The tension and drama of the three minor-key variations and the following fugue need time to wind down, and the decision to end the work, not with bombast, but with a graceful dance, leaves a final impression of Beethoven deep in thought. The spinning out of right-hand figuration is like the finale, also in C major, of Beethoven's last piano sonata, Op. 111, completed the same year. Diabelli's waltz has been transformed, after a demanding but exhilarating journey of 55 minutes, into an ethereal minuet.
My own fascination with the Diabelli, dating from my student years, has only deepened as I worked with Moises and talented actors as the play emerged from improvisation, overnight rewrites and many impassioned discussions exploring the music's enriched meaning in a theatrical context.
The Diabelli has always intrigued me more than any other set of variations; even the august "Goldberg" has not drawn me as much as this "gigantic cycle of bagatelles," as the Beethoven biographer Maynard Solomon called them. These pieces, many of them only a minute or less in length, show the full range of Beethoven's difficult and complex character: his rough humor, his impatience, his rages and abrupt mood changes, his delight in parody and practical jokes, his gift for the simple, the pastoral, and the sublime.
The variations show the evolution of Beethoven's thoughts about Anton Diabelli's simple two-part waltz, which he at first found almost ludicrously simple-minded and then, as the implications of its potential for variation grew on him, became an obsession. The genius outpouring that resulted wrings every bit of utility and meaning out of this scrap of theme; even the opening grace note earns several of its own variations.
The theme is not so much a waltz as it is a ländler-like dance. The melody, a tuba-like, oom-pah tune, is presented in the bass, and is accompanied by unpromising repeated chords in the right hand. These repetitions re-emerge later, transposed to the bass (Nos. 2, 14, 21) or kept in the treble (Nos. 10, 25) and eventually, in No. 32, they form one of the themes of the climatic triple fugue. After the theme's midpoint, the structure of the first 16 bars is repeated almost verbatim, in the dominant key, and ends with a resounding V-I cadence-- in all, a symmetrical, conventional structure, which Beethoven explodes immediately.
The sketchbooks show that the first variation to be written was No. 3, a little miracle of questioning lyricism, with an odd breaking-off in the second part, as if the composer were lost in thought; meanwhile, the left hand meanders on the first three notes of the theme. But before No. 3, we are given No. 1, which changes the theme's ¾ waltz meter to a martial 4/4, and No. 2, which gently vamps with alternating hands as Beethoven begins to explore other harmonic universes to use in the second part. There are corresponding places in almost all the variations where Beethoven confounds our expectations of a conventional modulation, and the keys he later hints at momentarily are as far from C major as can be: D minor, E minor, D-flat major, F minor, F-sharp minor and B-flat minor. My favorite destabilizing harmonic shock occurs in No. 17, where in the second half the harmony veers wildly into B minor, as if the earth had suddenly left its axis, and then as suddenly resumes its proper rotation around the dominant and tonic of C major.
The variations give us humor: the "knock-knock, who's there?" joke of No. 13; grotesquerie and parody: Nos. 21, 23, 27, 28; virtuosity: Nos. 16, 17, 21; solemnity: Nos. 20, 24; innocence and playfulness : Nos. 18, 19, 25. There is tragedy, too, in Nos. 29, 30 and 31, C-minor variations that sink from melancholy to florid despair. But the gloom is quickly banished by the energy and optimism of the No. 32 , a lengthy and powerful triple fugue in the new key of E-flat. Beethoven transforms the repeated-note accompaniment figure from the waltz into his first theme and creates a simple stepping-down-by-thirds motive for his second theme. The third theme, which runs along in rapid 16th notes, is only introduced in the last third of the variation.
The final variation, No. 33, has the feeling of a coda, and is also one of the longest variations. The tension and drama of the three minor-key variations and the following fugue need time to wind down, and the decision to end the work, not with bombast, but with a graceful dance, leaves a final impression of Beethoven deep in thought. The spinning out of right-hand figuration is like the finale, also in C major, of Beethoven's last piano sonata, Op. 111, completed the same year. Diabelli's waltz has been transformed, after a demanding but exhilarating journey of 55 minutes, into an ethereal minuet.